pdf版本介绍:ESG 数据集-环境行政处罚
- 数据集名称:环境行政处罚数据
- 数据集访问方式:联系esg@epmap.org
- 数据起止时间:2017/2018/2019/2020
- 更新频度:每天
- 数据量:
年份 | 市场 | 处罚量 | 涉及公司数量 | 涉及上市公司数量 |
2017 | hk | 358 | 219 | 104 |
2017 | sh | 1705 | 669 | 295 |
2017 | sz | 1197 | 480 | 300 |
2018 | hk | 886 | 481 | 186 |
2018 | sh | 3258 | 1155 | 428 |
2018 | sz | 2403 | 1013 | 534 |
2019 | hk | 690 | 412 | 176 |
2019 | sh | 3015 | 1187 | 419 |
2019 | sz | 1737 | 847 | 477 |
2020 | hk | 373 | 247 | 132 |
2020 | sh | 707 | 319 | 159 |
2020 | sz | 370 | 221 | 152 |
备注:2020/2021年处罚仍在整理中
- 地区覆盖度: 全国上市公司与发债企业
- 数据交付时间:T+0
- 数据来源:各级生态环境部门及政府网站
- 数据说明:
在自动收集基础上,经人工复核并进行结构化。
- 数据集内容:
- 基础资料:含所述上市公司名称,证券代码,被处罚公司(可能为子公司)名称
- 具体处罚内容:含处罚文书号,处罚类别,处罚时间,违法事实,处罚内容,处罚金额,处罚机关。
所属证券代码 | 600XXX |
所属上市公司 | XX股份有限公司 |
被处罚公司 | XXX 水务有限公司 |
处罚类别 | 行政处罚 |
处罚时间 | 20180420 |
处罚文书号 | 三环罚〔2018〕第14号 |
违法事实 | 废水排放口化学需氧量浓度为47mg/L,超过了河南省地方标准《涧河流域水污染物排放标准》(DB41/1258-2016)表1规定限值(化学需氧量排放限值40mg/L) |
处罚内容 | 责令整改,罚款 |
处罚金额 | 170,000 |
处罚单位 | 三门峡市环保局 |
- 数据集推荐用途(仅为示例,不限于如下用途):
- 对目标上市公司或发债企业进行环境信用及ESG风险评估。
- 一级市场股权投资或者二级市场股票债券市场尽调。
- 数据集使用案例:
- 上海青悦2018,2019年上市公司年报,半年报环境信息披露检查报告,IPO,发债企业环境信息披露报告
- 相关媒体报道:
- 《中国环境报》:《3600家上市公司环境处罚披露率不到一成,市值位列前100的企业未披露率反而更高》
- (https://res.cenews.com.cn/h5/news.html?id=95583)
- 《中国环境报》:《7家环境治理类上市公司受处罚未披露,金圆环保、伟明环保、远达环保、上海环境在列!》
- (https://res.cenews.com.cn/h5/news.html?id=97036)
- 《中国环境报》:《A股造纸业上市公司环境信息披露表现良好》
- (https://res.cenews.com.cn/h5/news.html?id=99326)
- 《中国环境报》:《非织造产业成立绿色发展联盟》
- (http://epaper.cenews.com.cn/html/2020-09/18/content_97913.htm)
- 《中国化工报》:《主动披露屈指可数!上市化企环境信息披露亟待完善》
- (https://mp.weixin.qq.com/s/igktpGoogcf0Nc7Xn38pww)
- 《每日经济新闻》:《中国上市公司ESG信息披露评价2020:部分高市值企业未发布ESG报告 气候变化应对普遍不足》
- (https://m.nbd.com.cn/articles/2020-09-23/1511410.html)
- 《中国环境报》:《上市公司ESG信息披露评价结果发布——大多数A股企业缺乏ESG报告》
- (http://epaper.cenews.com.cn/html/2020-10/09/content_98337.htm)
- 《上海证券报》:《近60家A股公司披露“环保罚单” 环境信息强制披露乃大势所趋》
- (https://news.cnstock.com/paper,2020-10-20,1381201.htm)
- 联系方式:
上海闵行区青悦环保信息技术服务中心
微博:上海青悦环保
微信:美丽环境行动者 ESG行动者 排污许可行动者
上海青悦ESG信息披露与评级方法论参见:https://www.epmap.org/esgmeth
ESG data set environmental administrative penalty data
one Data set name: environmental administrative penalty data
two Dataset access: contact support@epmap.org
three Data start and end time: 2018 / 2019
four Update frequency: every day
five Data volume:
year | market | Number of penalty | Number of company punished | Number of List company impacted |
2017 | hk | 358 | 219 | 104 |
2017 | sh | 1705 | 669 | 295 |
2017 | sz | 1197 | 480 | 300 |
2018 | hk | 886 | 481 | 186 |
2018 | sh | 3258 | 1155 | 428 |
2018 | sz | 2403 | 1013 | 534 |
2019 | hk | 690 | 412 | 176 |
2019 | sh | 3015 | 1187 | 419 |
2019 | sz | 1737 | 847 | 477 |
2020 | hk | 373 | 247 | 132 |
2020 | sh | 707 | 319 | 159 |
2020 | sz | 370 | 221 | 152 |
Note: penalties in 2020 are still being sorted out
six Regional coverage: listed companies and bond issuers in China
seven Data delivery time: T + 0
eight Data source: ecological and environmental departments at all levels and government websites
nine Data Description:
After manual review and structured.
ten Data set content:
- a) Basic information: including the name of the listed company, the securities code, and the name of the punished company (which may be a subsidiary)
- b) Specific punishment content: including punishment document number, punishment category, punishment time, illegal facts, punishment content, punishment amount and punishment organ.
Security code | 600XXX |
listed company | XX Co., Ltd |
Punished company | XXX water Co., Ltd |
Category of punishment | administrative sanction |
Penalty time | 20180420 |
Punishment document number | 三环罚〔2018〕第14号 |
Illegal facts | The COD concentration at the wastewater discharge outlet is 47mg / L, which exceeds the limit specified in Table 1 of the local standard of Jianhe river basin water pollutants discharge standard (db41 / 1258-2016) (COD discharge limit 40mg / L) |
Content of punishment | Order rectification and fine |
Penalty amount | 170,000 |
Punishment organ | Sanmenxia Environmental Protection Bureau |
eleven Recommended use of data set (for example only, not limited to the following uses)
- a) Evaluate the environmental credit and ESG risk of the target listed companies or bond issuing enterprises.
- b) The equity investment in the primary market or the stock and bond market in the secondary market should be fully adjusted.
twelve Data set use case:
- a) Shanghai Qingyue 20182019 annual report of listed companies, semi annual report, environmental information disclosure inspection report, IPO, bond issuing enterprise environmental information disclosure report
- b) Related media reports:
1) 《 China environment daily: "the disclosure rate of environmental punishment of 3600 listed companies is less than 10%, but the non disclosure rate of the top 100 companies in market value is higher."
- ( https://res.cenews.com.cn/h5/news.html?id=95583 )
2) 《 China environment daily: "seven listed companies of environmental governance are punished but not disclosed. Jinyuan environmental protection, Weiming environmental protection, Yuanda environmental protection and Shanghai environmental protection are listed!"
- ( https://res.cenews.com.cn/h5/news.html?id=97036 )
3) 《 China environment daily: environmental information disclosure performance of A-share paper industry listed companies is good
- ( https://res.cenews.com.cn/h5/news.html?id=99326 )
4) 《 China environment daily: Nonwoven Industry establishes Green Development Alliance
- ( http://epaper.cenews.com.cn/html/2020-09/18/content_ 97913.htm)
5) 《 China Chemical Industry Daily: only a handful of active disclosure! Environmental information disclosure of listed enterprises needs to be improved
- ( https://mp.weixin.qq.com/s/igktpGoogcf0Nc7Xn38pww )
6) 《 Daily economic news: evaluation of ESG information disclosure of Chinese listed companies 2020: some high market value enterprises do not issue ESG reports, and climate change response is generally inadequate
- ( https://m.nbd.com.cn/articles/2020-09-23/1511410.html )
7) 《 China environment daily: release of ESG information disclosure evaluation results of Listed Companies -- most A-share companies lack ESG reports
- ( http://epaper.cenews.com.cn/html/2020-10/09/content_ 98337.htm)
8) 《 Shanghai Securities News: "nearly 60 A-share companies disclose" environmental protection tickets "compulsory disclosure of environmental information is the general trend"
- ( https://news.cnstock.com/paper ,2020-10-20,1381201.htm)
thirteen contact information:
Shanghai Minhang District Qingyue environmental protection information technology service center
Email: esg@epmap.org
website: https://www.epmap.org
Microblog: Shanghai Qingyue environmental protection
Wechat: beautifulchinaactor, esgactor, permitactor
For the information disclosure and Rating Methodology of Shanghai Qingyue ESG, please refer to: https://www.epmap.org/esgmeth